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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-10-22 |
| TX | RA | APPROVED | 2024-10-21 |
Branch Locations
8044 Montgomery Road, Suite 505, Cincinnati, OH 45236 • United States
8044 Montgomery Rd Ste 505, Cincinnati, OH 45236 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Financial Advisors | Cincinnati | OH | 05/2000 | 10/2024 |
| Lpl Financial | Cincinnati | OH | 10/2024 | Present |
1- 10/2024 / Dougherty Tedesco & Associates / Non-Variable Insurance / Investment Related / 2 hrs mth / 1 hr during trading / Cincinnati, OH / Start date: 10/21/2024 2- 10/2024 / Dougherty, Tedesco & Associates / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 40 hrs during trading / At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-10-16 |
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