Kathleen A Wayland

Current Employers

Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-06-18
IL	RA	APPROVED	2005-05-06

TX RA
APPROVED_RES

Since 2021-06-18
IL RA
APPROVED

Since 2005-05-06

Branch Locations

128 Bucklin St, La Salle, IL 61301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Principal Life Insurance Company	Lasalle	IL	03/2000	Present
Wayland Financial Group	Lasalle	IL	04/2013	Present
Principal Securities, Inc.	La Salle	IL	03/2016	Present

03/2000 → Present

Principal Life Insurance Company

Lasalle, IL
04/2013 → Present

Wayland Financial Group

Lasalle, IL
03/2016 → Present

Principal Securities, Inc.

La Salle, IL

Other Businesses

***MANAGEMENT PROFESSIONAL SERVICES, IL, EFF 11/18/10, GROUP EMPLOYEE BENEFITS, OUTSIDE INSURANCE, INVESTMENT RELATED, HRS/MO = UNKNOWN. ***OUTSIDE INSURANCE; SELLING FIXED LIFE INSURANCE, DISABILILTY INSURANCE, LONG TERM CARE INSURANCE AND FIXED ANNUITIES THROUGH VARIOUS CARRIERS; 7/24/13.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-05-05
S63	Uniform Securities Agent State Law Examination	2000-09-22

S66 Uniform Combined State Law Examination

2005-05-05
S63 Uniform Securities Agent State Law Examination

2000-09-22

View on SEC IAPD

Current Employers

Principal Securities, Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews