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303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-04-02 |
| NC | RA | APPROVED | 2021-02-17 |
Branch Locations
3070 Union Rd Fl 1, Gastonia, NC 28052 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bb&T | Charlotte | NC | 07/2016 | 01/2019 |
| Bbtis | Charlotte | NC | 07/2016 | 01/2018 |
| Bb&T Securities, Llc | Richmond | VA | 01/2018 | 10/2020 |
| Bb&T | Charlotte | NC | 01/2019 | 10/2020 |
| Suntrust Investment Services, Inc | Atlanta | GA | 12/2019 | 10/2020 |
| Suntrust Bank | Charlotte | NC | 12/2019 | 10/2020 |
| Bb&T Securities, Llc. | Gastonia | NC | 10/2020 | 02/2021 |
| Truist Investment Services, Inc. | Charlotte | NC | 02/2021 | Present |
| Truist Advisory Services, Inc. | Atlanta | GA | 02/2021 | Present |
VIVIAN BETH LLC POSITION: Member/Manager NATURE: Rental property LLC. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/05/2020 ADDRESS: Front Beach Rd., Panama City Beach FL 32407 RENTAL -ORLANDO POSITION: Owner NATURE: This will be an investment property held in our personal names. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 05/05/2021 ADDRESS: Orlando FL, United States DESCRIPTION: Owner of property. Work with a Property Manager for short term rental of this property. We are responsible for paying the mortgage and repairs that will be needed. RENTAL PROPERTY-BLOWING ROCK POSITION: Landlord NATURE: Rental property (Chetola Lake Drive, Blowing Rock, NC) held jointly with spouse. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 03/15/2022 ADDRESS: Blowing Rock NC, United States DESCRIPTION: Manage rental property RENTAL -PIGEON FORGE POSITION: Owner NATURE: Rental property (Alpine Mountain Way, Pigeon Forge, TN) held jointly with spouse. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/10/2018 ADDRESS: Pigeon Forge TN, United States DESCRIPTION: Owner of rental home. The TN property is managed by a property manager since we are not local. RENTAL GATLINBURG POSITION: Owner NATURE: Condo used as a short-term rental property (Baskins Creek Rd., Gatlinburg, TN) INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 11/18/2022 ADDRESS: Gatlinburg TN, United States DESCRIPTION: Landlord RENTAL PROPERTY 2ND AVE DEAD MANS FLAT ALBERTA CANADA POSITION: Owner NATURE: Short term rental real estate INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 11/29/2024 ADDRESS: Belmont NC, United States DESCRIPTION: Short Term Rental in Alberta Canada. This will be managed by a property manager, and I will handle the paying of expenses and annual tax reconciliation
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-09-02 |
| S63 | Uniform Securities Agent State Law Examination | 2016-03-28 |
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