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Andre Turman

Morgan Stanley

Latham, NY

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-09-13
NY RA APPROVED 2022-03-04
  • TX RA
    APPROVED_RES
    Since 2023-09-13
  • NY RA
    APPROVED
    Since 2022-03-04

Branch Locations

1212 Troy Schenectady Road, Latham, NY 12110 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Clifton Park NY 07/2011 03/2022
Bank Of America, N.A. New York NY 05/2016 03/2022
Morgan Stanley Smith Barney Llc Latham NY 03/2022 Present
Morgan Stanley Private Bank, N.A New York NY 04/2022 Present
  • 07/2011 → 03/2022
    Clifton Park, NY
  • 05/2016 → 03/2022
    Bank Of America, N.A.
    New York, NY
  • 03/2022 → Present
    Morgan Stanley Smith Barney Llc
    Latham, NY
  • 04/2022 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Other Businesses

*489687 - Father's Incorporated, Inc; Investment related No; Dunwoody, Georgia; Civic/Community; Board Member, Other Committee (proprietor, partner, officer, director, employee, trustee, agent); 03/2015; During business hours: 0; After business hours: 3; Fundraising, Business Development/Growth *489682 - Regional Food Bank of Northeastern New York; Investment related No; Latham, New York; Civic/Community; Board Member, Other (proprietor, partner, officer, director, employee, trustee, agent); 01/2022; During business hours: 0; After business hours: 5; Business Development/Growth, Fundraising *556342 - Co-Authoring a Book - Living in a World Without Color ; Investment related - Yes ; Clifton Park,New York ; Publishing ; Co-Author(proprietor, partner, officer, director, employee, trustee, agent) ; 6/2023 ; During business hours : 0 ; After business hours : 15 ; Research *572414 - Enterprise Holdings ; Investment related - Yes ; Latham,New York ; Automotive/Transportation ; Employee(proprietor, partner, officer, director, employee, trustee, agent) ; 10/2023 ; During business hours : 0 ; After business hours : 24 ; Labor/Service

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-10-14
  • S66 Uniform Combined State Law Examination
    2011-10-14
Other Names
  • Andre Turman
  • Andre Andra~
  • Andrã? Turman

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