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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-09-13 |
| NY | RA | APPROVED | 2022-03-04 |
Branch Locations
1212 Troy Schenectady Road, Latham, NY 12110 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Clifton Park | NY | 07/2011 | 03/2022 |
| Bank Of America, N.A. | New York | NY | 05/2016 | 03/2022 |
| Morgan Stanley Smith Barney Llc | Latham | NY | 03/2022 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 04/2022 | Present |
*489687 - Father's Incorporated, Inc; Investment related No; Dunwoody, Georgia; Civic/Community; Board Member, Other Committee (proprietor, partner, officer, director, employee, trustee, agent); 03/2015; During business hours: 0; After business hours: 3; Fundraising, Business Development/Growth *489682 - Regional Food Bank of Northeastern New York; Investment related No; Latham, New York; Civic/Community; Board Member, Other (proprietor, partner, officer, director, employee, trustee, agent); 01/2022; During business hours: 0; After business hours: 5; Business Development/Growth, Fundraising *556342 - Co-Authoring a Book - Living in a World Without Color ; Investment related - Yes ; Clifton Park,New York ; Publishing ; Co-Author(proprietor, partner, officer, director, employee, trustee, agent) ; 6/2023 ; During business hours : 0 ; After business hours : 15 ; Research *572414 - Enterprise Holdings ; Investment related - Yes ; Latham,New York ; Automotive/Transportation ; Employee(proprietor, partner, officer, director, employee, trustee, agent) ; 10/2023 ; During business hours : 0 ; After business hours : 24 ; Labor/Service
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-10-14 |
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