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Nicholas Robert Gordon

Berger Financial Group

Springfield, IL

Plymouth, MN

CRD 5958087

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Employer firm

Berger Financial Group CRD 308174

$2.95B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Berger Financial Group

1695 State Hwy 169 N, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-12-09
IL RA APPROVED 2024-02-04
  • TX RA
    APPROVED
    Since 2024-12-09
  • IL RA
    APPROVED
    Since 2024-02-04

Branch Locations

1201 Veterans Parkway, Suite A, Springfield, IL 62704 • United States

1695 State Hwy 169 N, Plymouth, MN 55441 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert Gordon & Associates, Inc. Springfield IL 05/2015 01/2024
Berger Financial Group Plymouth MN 01/2024 Present
  • 05/2015 → 01/2024
    Robert Gordon & Associates, Inc.
    Springfield, IL
  • 01/2024 → Present
    Berger Financial Group
    Plymouth, MN
Previous Registrations
  • 2015-08-10 → 2024-02-07
    Robert Gordon & Associates Inc
    Springfield, IL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2011-09-02
  • S63 Uniform Securities Agent State Law Examination
    2011-09-02
Designations
  • Certified Financial Planner
Other Names
  • Nic Gordon
  • Nic R Gordon
  • Nic Robert Gordon
  • Nicholas Robert Gordon
  • Nicholas R Gordon
  • Nic Gordon
  • Nicholas Gordon

View on SEC IAPD

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