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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-07-01 |
Branch Locations
90 S 7Th St 10Th & 11Th Fls [Gq-Rbo], Minneapolis, MN 55402 • United States
7900 Xerxes Ave S 1St Fl, Bloomington, MN 55431 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, N.A. | Bloomington | MN | 09/2007 | 07/2020 |
| Wells Fargo Clearing Services, Llc | Burnsville | MN | 11/2016 | 07/2020 |
| Securities America, Inc. | Lakeville | MN | 07/2020 | 10/2021 |
| Securities America Advisors, Inc | Rosemount | MN | 07/2020 | 10/2021 |
| Affinity Plus Federal Credit Union | St Paul | MN | 10/2021 | 04/2022 |
| Merchants Bank | Rosemount | MN | 07/2020 | 10/2021 |
| Jp Morgan Chase Bank, N.A. | Apple Valley | MN | 08/2022 | 03/2024 |
| Jp Morgan Securities, Llc | Apple Valley | MN | 08/2022 | 03/2024 |
| Unemployed | Lakeville | MN | 05/2022 | 07/2022 |
| Wells Fargo Clearing Services, Llc | Bloomington | MN | 05/2024 | Present |
| Wells Fargo Bank, Na | Bloomington | MN | 05/2024 | Present |
LAKEVILLE NORTH HIGH SCHOOL PANTHER FOOTBALL(ISD 194), NOT INV RELATED, LAKEVILLE, MN, EVENT WORKER, START 8/29/24, 6 HRS PER MONTH, 0 HRS DURING TRADING, PROVIDE MUSIC/DJ;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-07-01 |
| S63 | Uniform Securities Agent State Law Examination | 2017-02-17 |
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