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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2025-05-30 |
| TX | RA | APPROVED_RES | 2025-05-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cuso Financial Services, Lp | San Diego | CA | 08/2016 | 05/2025 |
| University Of Kentucky Federal Credit Union | Lexington | KY | 01/2020 | Present |
| Lpl Financial | Lexington | KY | 05/2025 | Present |
1) 05/2025 - UKFCU Investment Services -Investment products and services are offered through LPL Financial LLC using the DBA/trade name UKFCU Investment Services- Investment Related - At Reported Business Location(s) - Start Date 05/01/2025 - 160 Hours per Month/ During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-04-20 |
| S63 | Uniform Securities Agent State Law Examination | 2013-04-10 |
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