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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2018-11-09 |
| TX | RA | APPROVED_RES | 2018-02-22 |
| KY | RA | APPROVED | 2015-11-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank | Louisville | KY | 10/2010 | 11/2018 |
| J.P. Morgan Securities Llc | Louisville | KY | 10/2012 | 11/2018 |
| J.P. Morgan Securities Llc | Plymouth | MI | 11/2018 | Present |
| Jpmorgan Chase Bank, N.A. | Plymouth | MI | 11/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-10-30 |
| S63 | Uniform Securities Agent State Law Examination | 2011-08-23 |
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