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Christopher W Kosmo

Morgan Stanley

San Diego, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-02-12
TX RA APPROVED 2021-02-12
  • CA RA
    APPROVED
    Since 2021-02-12
  • TX RA
    APPROVED
    Since 2021-02-12

Branch Locations

16644 West Bernardo Drive Suite 400, San Diego, CA 92127 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, N.A. San Diego CA 11/2008 02/2021
Wells Fargo Advisors Llc San Diego CA 07/2011 11/2016
Wells Fargo Clearing Services, Llc San Diego CA 11/2016 02/2021
Morgan Stanley Smith Barney Llc San Diego CA 02/2021 Present
Morgan Stanley Private Bank, N.A New York NY 02/2021 Present
  • 11/2008 → 02/2021
    Wells Fargo Bank, N.A.
    San Diego, CA
  • 07/2011 → 11/2016
    Wells Fargo Advisors Llc
    San Diego, CA
  • 11/2016 → 02/2021
    Wells Fargo Clearing Services, Llc
    San Diego, CA
  • 02/2021 → Present
    Morgan Stanley Smith Barney Llc
    San Diego, CA
  • 02/2021 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-09-07
  • S66 Uniform Combined State Law Examination
    2011-09-07
Other Names
  • Christopher Kosmo

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
CETERA INVESTMENT MANAGEMENT LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

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