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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2024-01-19
  • LA RA
    APPROVED
    Since 2024-01-19

Branch Locations

Hammond, LA • United States

3500 N Causeway Blvd. Ste 120, Metairie, LA 70002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital One Advisors, Llc Metairie LA 03/2016 07/2018
Capital One Investing, Llc Metairie LA 01/2015 07/2018
Woodbury Financial Services, Inc. Metairie LA 07/2018 Present
Woodbury Financial Services, Inc. Metairie LA 07/2018 01/2024
Osaic Wealth, Inc. Metairie LA 01/2024 Present
  • 03/2016 → 07/2018
    Capital One Advisors, Llc
    Metairie, LA
  • 01/2015 → 07/2018
    Capital One Investing, Llc
    Metairie, LA
  • 07/2018 → Present
    Woodbury Financial Services, Inc.
    Metairie, LA
  • 07/2018 → 01/2024
    Woodbury Financial Services, Inc.
    Metairie, LA
  • 01/2024 → Present
    Metairie, LA
Previous Registrations
  • 2018-07-11 → 2024-01-19
    Woodbury Financial Services, Inc.
    Metairie, LA
  • 2016-03-28 → 2018-07-11
    Capital One Advisors, Llc
    New Orleans, LA
    Mclean, VA
  • 2011-09-19 → 2012-08-21
    Maryland Heights, MO
    Maryland Heights, MO
    Hammond, LA
Other Businesses

1. PRESERVATION WEALTH MANAGEMENT POSITION: Financial Advisor NATURE: Support staff for John Robinson who is managing Rep for Preservation Wealth Management LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 07/12/2018 ADDRESS: 3500 N. Causeway Blvd, Suite 120, Metairie LA 70002, United States DESCRIPTION: Support staff for John Robinson. Appointment preparation, scheduling of appointments and post appointment.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-09-16
  • S66 Uniform Combined State Law Examination
    2011-09-16
Other Names
  • Justin Bardwell

View on SEC IAPD

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