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Current Employers
Stratos Wealth Partners, Ltd

3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-02-15
UT RA APPROVED 2022-02-15
  • TX RA
    APPROVED_RES
    Since 2022-02-15
  • UT RA
    APPROVED
    Since 2022-02-15

Branch Locations

3165 E. Millrock Drive Suite 101, Holladay, UT 84121 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Salt Lake City UT 07/2011 11/2016
Wells Fargo Clearing Services, Llc Salt Lake City UT 11/2016 02/2022
Lpl Financial Llc Holladay UT 02/2022 Present
Stratos Wealth Partners, Ltd. Holladay UT 02/2022 Present
Previous Registrations
  • 2012-01-03 → 2022-02-24
    Salt Lake City, UT
    Salt Lake City, UT
    Salt Lake City, UT
    Cottonwood Heights, UT
    Cottonwood Heights, UT
    Salt Lake City, UT
    Salt Lake City, UT
    Salt Lake City, UT
Other Businesses

1)01/21/2022 - OUTCOME WEALTH - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 02/2022 2)01/21/2022 - STRATOS WEALTH PARTNERS - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 02/2022 3)01/21/2022 - OUTCOME PRIVATE WEALTH - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 02/2022 4)01/21/2022 - B.A.R.E AESTHETICS LLS - set up the LLCand - Non-Inv Rel - Syracuse, UT - Start: 10/2020 5)01/21/2022 - BIG HORNE BACK COUNTRY GUIDING - Guiding for outdoor recreation,Owner - Non-Inv Rel - Syracuse, UT - Start: 01/2019 6)01/21/2022 - BIG HORNE RETREAT - Real Estate Rental - Inv Rel - Afton, WY - Start: 06/2022 7)01/21/2022 - SAND HILLS - RV camp , Owner - Inv Rel - Syracuse, UT - Start: 01/2020 8)01/21/2022 - DUNES RV LLC - RV camp, Owner - Inv Rel - St Anthony, ID - Start: 05/2022 9) 2/15/2022 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 10)04/06/2022 - Stratos Wealth Partners, LTD - DBA: (Hybrid) Outcome Private Wealth - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 01/31/2022 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 11)04/06/2022 - Stratos Wealth Partners, LTD - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 01/31/2022 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Stratos Wealth Partners, LTD, an independent investment advisor firm. I started this business activity in 1/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-12-23
  • S66 Uniform Combined State Law Examination
    2011-12-23

View on SEC IAPD

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