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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2013-11-15 |
Branch Locations
250 Nicollet Mall Suite 2000, 16Th Floor, Minneapolis, MN 55401-1931 • United States
Minneapolis, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc. | Minneapolis | MN | 06/2011 | Present |
NAME OF ENTITY: Condos at Lake Harriet: ADDRESS: 2700 W 44th St. Minneapolis, MN 55410; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: Condo Association; CAPACITY: Board of Directors/Treasurer; START DATE: 01/28/2021; DUTIES: Board of Directors for condo HOA. Elected Treasurer; HOURS DEVOTED PER MONTH: 01; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: None;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-06-25 |
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