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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-12-10 |
Branch Locations
250 Nicollet Mall Suite 2000, 16Th Floor, Minneapolis, MN 55401-1931 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services, Inc. | Wayzata | MN | 12/2012 | 12/2020 |
| Ameriprise Financial Services, Llc | Plymouth | MN | 11/2021 | 06/2024 |
| Homemaker | Crystal | MN | 12/2020 | 11/2021 |
| Rbc Capital Markets, Llc | Minneapolis | MN | 12/2024 | Present |
| Homemaker | Crystal | MN | 06/2024 | 11/2024 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-02-05 |
| S63 | Uniform Securities Agent State Law Examination | 2011-08-27 |
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