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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-16
  • NY RA
    APPROVED
    Since 2021-04-16

Branch Locations

26 Century Hill Dr Ste 302, Latham, NY 12110-2128 • United States

Mechanicville, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Albany NY 08/2011 03/2020
Ameriprise Financial Services, Llc Latham NY 03/2020 Present
Other Businesses

Other Business Activities; Coach of a Youth Soccer Team; I coach my 7 year old daughter's Mechanicville Stillwater United Soccer Club (MSUSC) Team. I do not get paid for my role; however, my daughter gets to play soccer for free, which is savings of approximately $450 annually.; PO Box 104, , Mechanicville, NY, 12118; Not Investment-Related; 11/01/2025; 10 to 19 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-09-07
  • S66 Uniform Combined State Law Examination
    2014-09-07
Designations
Other Names
  • Kathryn Patricia Harvey

View on SEC IAPD

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