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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2022-11-08 |
| DE | RA | APPROVED | 2022-11-08 |
| NV | RA | APPROVED | 2022-05-13 |
| NE | RA | APPROVED | 2022-05-11 |
| AR | RA | APPROVED | 2022-05-10 |
| MN | RA | APPROVED | 2022-05-10 |
| MS | RA | APPROVED | 2022-05-10 |
| OK | RA | APPROVED | 2022-05-10 |
| RI | RA | APPROVED | 2022-05-10 |
| VA | RA | APPROVED | 2022-05-10 |
| WA | RA | APPROVED | 2022-05-10 |
Branch Locations
901 3Rd Ave S, Minneapolis, MN 55402-3367 • United States
Eden Prairie, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Minneapolis | MN | 07/2011 | 11/2020 |
| Cadaret Grant & Co., Inc. | Syracuse | NY | 12/2020 | 09/2021 |
| U.S. Bancorp Investments, Inc. | Hopkins | MN | 09/2021 | 03/2022 |
| Ameriprise Financial Services, Llc | Minneapolis | MN | 04/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-11-10 |
| S63 | Uniform Securities Agent State Law Examination | 2011-08-12 |
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