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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2014-02-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Minneapolis | MN | 07/2011 | 03/2020 |
| Kwik Trip | Anoka | MN | 07/2015 | Present |
| Ameriprise Financial Services, Llc | Minneapolis | MN | 03/2020 | Present |
Name of Activity: Target; Date Activity Started/Modified/Ended: 11/25/2019; Type of Activity: Retail Sales; Role/Relationship: Employee; Responsibilities: Fulfilling online orders, packing and shipping orders.; Income Per Year: $10,000 - $20,000; Total Hours Per Month: 41 - 60; Total Hours Per Month During Trading Hours: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? No; --- END ---
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2011-08-12 |
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