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Employer firm

Sovran Advisors, LLC CRD 329415

$1.87B regulatory AUM 69 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Sovran Advisors, Llc

3131 Camino Del Rio N. Suite 800, San Diego, CA 92108 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-02-27
CA RA APPROVED 2024-02-23
  • TX RA
    APPROVED
    Since 2024-02-27
  • CA RA
    APPROVED
    Since 2024-02-23

Branch Locations

3131 Camino Del Rio N. Suite 800, San Diego, CA 92108 • United States

3200 Park Center Dr. Suite 1240, Costa Mesa, CA 92626 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc Irvine CA 07/2011 03/2017
Massmutual Life Insurance Co Costa Mesa CA 07/2016 02/2024
Mml Investors Services, Llc Costa Mesa CA 03/2017 02/2024
Sovran Advisors Llc - Crd 329415 Costa Mesa CA 02/2024 Present
Parliament Wealth Management & Insurance Services Costa Mesa CA 01/2020 Present
Cetera Wealth Services, Llc El Segundo CA 02/2024 Present
Silent Flight Inc El Segundo CA 01/2026 Present
  • 07/2011 → 03/2017
    Metlife Securities Inc
    Irvine, CA
  • 07/2016 → 02/2024
    Massmutual Life Insurance Co
    Costa Mesa, CA
  • 03/2017 → 02/2024
    Costa Mesa, CA
  • 02/2024 → Present
    Sovran Advisors Llc - Crd 329415
    Costa Mesa, CA
  • 01/2020 → Present
    Parliament Wealth Management & Insurance Services
    Costa Mesa, CA
  • 02/2024 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 01/2026 → Present
    Silent Flight Inc
    El Segundo, CA
Previous Registrations
  • 2017-03-25 → 2024-03-05
    Costa Mesa, CA
  • 2011-09-23 → 2017-03-25
    Msi Financial Services, Inc.
    Irvine, CA
Other Businesses

1. NAME OF OTHER BUSINESS: SOVRAN ADVISORS LLC - CRD 329415 INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISOR REPRESENTATIVE START DATE: 02/2024 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING AND ASSET MANAGEMENT 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 9/2011 APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 5 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SALES OF LIFE, DISABILITY, ANNUITIES, LONG TERM CARE; 3. NAME OF OTHER BUSINESS: REDEEMER OC INVESTMENT RELATED: NO ADDRESS: 3700 CAMPUS DR, NEWPORT BEACH, CA 92660 NATURE OF BUSINESS: BOARD FIDUCIARY POSITION START DATE: 1/2023 POSITION/TITLE/RELATIONSHIP: TREASURER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: REVIEW FINANCIAL DOCUMENTS; 4. NAME OF OTHER BUSINESS: PARLIAMENT WEALTH MANAGEMENT & INSURANCE SERVICES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL PLANNING AND INSURANCE SERVICES START DATE: 1/2020 POSITION/TITLE/RELATIONSHIP: FOUNDING PARTNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 8 BRIEF DESCRIPTION OF DUTIES: PROVIDE INVESTMENT MANAGEMENT ADVICE AND OTHER FINANCIAL PRODUCTS; 5. NAME OF OTHER BUSINESS: SILENT FLIGHT INC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: EXPENSE MANAGEMENT; START DATE: 1/2026; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 8; BRIEF DESCRIPTION OF DUTIES: EXPENSE MANAGEMENT;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-08-30
  • S66 Uniform Combined State Law Examination
    2011-08-30
Designations
  • Certified Financial Planner

View on SEC IAPD

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