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Kelli Kline Sarna

J.P. Morgan Securities LLC

Irvine, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-06-09
TX RA APPROVED 2023-06-09
  • CA RA
    APPROVED
    Since 2023-06-09
  • TX RA
    APPROVED
    Since 2023-06-09

Branch Locations

3 Park Plz Suite 700, Irvine, CA 92614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Irvine CA 07/2011 Present
Jpmorgan Chase Bank, N.A. Irvine CA 11/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-06-09
S63 Uniform Securities Agent State Law Examination 2011-12-03
  • S65 Uniform Investment Adviser Law Examination
    2023-06-09
  • S63 Uniform Securities Agent State Law Examination
    2011-12-03
Other Names
  • Kelli Kline
  • Kelli Diane Kline
  • Kelli Diane Sarna

View on SEC IAPD

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