Robert Baker

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2024-02-15
TX	RA	APPROVED	2024-02-14

Branch Locations

219 Calhoun St, Cincinnati, OH 45219 • United States

12181 Lebanon Rd., Sharonville, OH 45241 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Td Ameritrade, Inc.	Cincinnati	OH	07/2014	11/2016
Pnc Bank	Cincinnati	OH	11/2016	11/2017
J.P. Morgan Securities Llc	Cincinnati	OH	11/2017	08/2022
Amerivest Investment Management, Llc	Cincinnati	OH	07/2014	11/2016
J.P. Morgan Securities Llc	Sharonville	OH	02/2024	Present
Jpmorgan Chase Bank, N.A.	Sharonville	OH	02/2024	Present
Td Ameritrade Investment Management, Llc	Cincinnati	OH	07/2014	11/2016
Western & Southern Financial	Cincinnati	OH	08/2022	02/2024

2017-11-29 → 2022-08-06

J.P. Morgan Securities Llc

Cincinnati, OH

Cincinnati, OH

Cincinnati, OH

Evendale, OH

Norwood, OH

Norwood, OH

West Chester, OH

Cincinnati, OH
2014-07-11 → 2016-11-29

Td Ameritrade, Inc.

Cincinnati, OH
2014-07-11 → 2016-11-29

Td Ameritrade Investment Management, Llc

Cincinnati, OH
2013-06-04 → 2014-06-23

Strategic Advisers Llc

Covington, KY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-05-31
S63	Uniform Securities Agent State Law Examination	2011-09-27

Other Firms