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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2021-07-21 |
| CA | RA | APPROVED | 2021-07-21 |
| WA | RA | APPROVED | 2021-07-21 |
Branch Locations
2447 Pacific Coast Highway Fl 2, Ste 262, Hermosa Beach, CA 90254 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc | Hermosa Beach | CA | 07/2011 | 07/2021 |
| Various Insurance Carriers For W & R Insurance Agencies | Redondo Beach | CA | 11/2011 | 07/2021 |
| Amy Cook | San Mateo | CA | 11/2018 | 04/2020 |
| Jfm Planning Services Inc | San Mateo | CA | 12/2018 | 04/2020 |
| Peak Capital Management Llc | San Francisco | CA | 02/2020 | 07/2021 |
| Lpl Financial Llc | Hermosa Beach | CA | 07/2021 | Present |
1) 1/6/2020 - Peak Capital Management / DBA for LPL Business (entity for LPL business) / Investment Relates / 0HR / MO / 18510 Grevillea Avenue, Redondo Beach, CA 90278
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-09-15 |
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