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501 Commerce Street, Nashville, TN 37203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-10-04 |
| FL | RA | APPROVED | 2023-04-30 |
| CO | RA | APPROVED | 2021-10-13 |
Branch Locations
1400 16Th Street Suite 450, Denver, CO 80202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co. , Inc. | Chicago | IL | 06/2011 | 09/2021 |
| Charles Schwab Bank | Chicago | IL | 03/2014 | 09/2021 |
| Sanford C. Bernstein & Co., Llc | Denver | CO | 10/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-07-14 |
| S63 | Uniform Securities Agent State Law Examination | 2011-12-14 |
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