Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-04-11 |
| CA | RA | APPROVED | 2020-08-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Blackrock | San Francisco | CA | 05/2011 | 03/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Portland | OR | 03/2020 | Present |
| Bank Of America, N.A. | Portland | OR | 07/2020 | Present |
I*819249 For profit or not for profit: Entity Charitable Name of outside business organization: Sam Day Foundation Investment related: N Address of business: Portland, Oregon, 97229 Nature of business: ["Charitable Organization"] Position, title, association: ["Board Member"], Start date of relationship: 6/1/2022 Number of hours devoted: 20 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , Secretary in charge of documentation and general board member to advise the Executive Director on strategic direction for the foundation. I*818239 For profit or not for profit: Name of outside business organization: Wilcox Estates Homeowners Association Investment related: N Address of business: Portland, Oregon, 97298 Nature of business: ["HOA, Co-op, Freehold"] Position, title, association: ["Treasurer","Board Member"], Start date of relationship: 3/1/2022 Number of hours devoted: 7 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , I am the Treasurer and a board member of my neighborhood's homeowner's association. Assets include a pool and common space. I*821254 For profit or not for profit: Name of outside business organization: Multnomah Athletic Club Investment related: Y Address of business: Portland, Oregon, 97205 Nature of business: ["Business or Industry Organization"] Position, title, association: ["Committee"], [["Investment committee"]] Start date of relationship: 5/1/2022 Number of hours devoted: 12 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , My gym has an endowment that is earmarked for facility improvements. The committee's role is to be a sounding board for endowment investment strategies.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-08-07 |
| S63 | Uniform Securities Agent State Law Examination | 2011-11-07 |
Reach out to this advisor