Thomas Evan Naylor

Mml Investors Services, LLC

CRD 5947505

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2017-08-07
CA	RA	APPROVED	2011-09-14

TX RA
APPROVED_RES

Since 2017-08-07
CA RA
APPROVED

Since 2011-09-14

Branch Locations

4275 Executive Square Suite 450, La Jolla, CA 92037 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mass Mutual Life Insurance Company	La Jolla	CA	07/2011	Present
Mml Investors Services	La Jolla	CA	07/2011	Present

07/2011 → Present

Mass Mutual Life Insurance Company

La Jolla, CA
07/2011 → Present

Mml Investors Services

La Jolla, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-09-06

S66 Uniform Combined State Law Examination

2011-09-06

Designations

Certified Financial Planner

View on SEC IAPD

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Nearby Investors

TIMOTHY SMITH CALLAN

KYLE ANDREW KRAUS

CHRIS JAMES MAUDLIN

Nearby Offices

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