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9635 Maroon Circle Suite 100, Englewood, CO 80112 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2018-09-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Secu Brokerage Services | Raleigh | NC | 06/2011 | 09/2018 |
| State Employees' Credit Union | Fayetteville | NC | 10/2007 | 09/2018 |
| Credit Union Investment Services | Raleigh | NC | 10/2011 | 09/2018 |
| Members Trust Company | Tampa | FL | 08/2014 | 09/2018 |
| Secu Life Insurance Company | Raleigh | NC | 10/2014 | 09/2018 |
| Geneos Wealth Management Inc | Fayetteville | NC | 09/2018 | Present |
| Nobles Pound Financial Planning | Fayetteville | NC | 09/2018 | Present |
1) DBA: will work under NOBLES POUND FINANCIAL PLANNING non investment related business located at branch location. 2) Independent Rep with various insurance carriers for FIXED INSURANCE SALES. 3) JAZZ COWBOY-PERFORMER. 4) NOTARY PUBLIC. 5) FOX MOUNTAIN LAND MANAGEMENT LLC-OWNER.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-01-24 |
| S63 | Uniform Securities Agent State Law Examination | 2011-08-02 |
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