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626 Clinton Avenue West Suite 100, Huntsville, AL 35801 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-08-14 |
| AL | RA | APPROVED | 2021-03-08 |
Branch Locations
626 Clinton Avenue West Suite 100, Huntsville, AL 35801 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Huntsville | AL | 10/2012 | Present |
| Smith Thornton Advisors, Llc | Huntsville | AL | 03/2021 | Present |
BOYS & GIRLS CLUB OF NORTH ALABAMA, NOT INVT RELATED, HUNTSVILLE, AL, BOARD CHAIR, START DATE 1/1/2017, 4 HRS PER MONTH, 1 HR DURING TRADING. UNIVERSITY OF ALABAMA; NOT INVT RELATED; HUNTSVILLE, AL; PART-TIME INSTRUCTOR; START DATE 2021; APPROX. 20 HRS/MONTH OUTSIDE TRADING HOURS; TEACHES COLLEGE LEVEL COURSES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-01-23 |
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