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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2012-07-11 |
| PA | RA | APPROVED | 2012-04-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Philadelphia | PA | 06/2011 | Present |
| Bank Of America, N.A. | Philadelphia | PA | 07/2012 | Present |
I*128692 For profit or not for profit: Non-Profit Organization Name of outside business organization: YMCA of Lower Bucks County Investment related: N Address of business: Fairless Hills, Pennsylvania 19030 Nature of business: Charitable Organization, Position, title, association: Committee Member, Start date of relationship: 1/1/2020 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: I will be on the Board of Directors for Lower Bucks County I*103485 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: NICHOLAS HILL INVESTMENT RELATED: N ADDRESS OF BUSINESS: PHILADELPHIA, PENNSYLVANIA 19146 NATURE OF BUSINESS: CORPORATION, POSITION, TITLE, ASSOCIATION: OTHER, LANDLORD START DATE OF RELATIONSHIP: 3/1/2017 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I HAVE NO DEALINGS WITH THE BUSINESS OPERATIONS OR HAVE ANY REAL EMPLOYMENT WITH THE COMPANY. EMPLOYEE OF THE FIRM IS RENTING A ROOM FROM MY HOME. THE COMPANY IS PAYING FOR THE TENANTS RENT AND I WILL BE RECEIVING RENTAL INCOME FROM THE COMPANY,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-04-13 |
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