Case William Elder

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2025-03-27
TX	RA	APPROVED_RES	2020-01-06
MO	RA	APPROVED	2018-08-01

MI RA
APPROVED

Since 2025-03-27
TX RA
APPROVED_RES

Since 2020-01-06
MO RA
APPROVED

Since 2018-08-01

Branch Locations

8455 Maryland Avenue Suite 100, Clayton, MO 63105-3646 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Td Ameritrade	Chicago	IL	06/2011	05/2018
Charles Schwab Bank	Clayton	MO	06/2018	Present
Charles Schwab & Co., Inc.	Clayton	MO	06/2018	Present

06/2011 → 05/2018

Td Ameritrade

Chicago, IL
06/2018 → Present

Charles Schwab Bank

Clayton, MO
06/2018 → Present

Charles Schwab & Co., Inc.

Clayton, MO

Previous Registrations

2016-08-02 → 2018-05-04

Td Ameritrade, Inc.

Chicago, IL

St Louis, MO
2016-08-02 → 2018-05-04

Td Ameritrade Investment Management, Llc

Saint Louis, MO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-07-28
S63	Uniform Securities Agent State Law Examination	2011-11-22

S66 Uniform Combined State Law Examination

2016-07-28
S63 Uniform Securities Agent State Law Examination

2011-11-22

View on SEC IAPD

Current Employers

Charles Schwab & Co., Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

Reviews