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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2018-03-14 |
| TX | RA | APPROVED | 2018-03-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 06/2010 | Present |
| Self-Employed | Cave Creek | AZ | 09/2023 | 05/2025 |
| Self-Employed | Cave Creek | AL | 05/2025 | 11/2025 |
| Vanguard Marketing Corporation | Scottsdale | AZ | 06/2010 | Present |
| Self-Employed | Cave Creek | AZ | 11/2025 | Present |
| Vanguard Advisers, Inc. | Scottsdale | AZ | 03/2018 | Present |
NAME OF BUSINESS: SELF-EMPLOYED NON-INVESTMENT RELATED ADDRESS: CAVE CREEK, AZ NATURE OF BUSINESS: PET SITTING POSITION: CONTRACTED WITH ROVER START DATE: 11/2025 APPROXIMATE HOURS/MONTH: 10 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: CONTRACTED HOSTESS
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2011-07-19 |
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