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Zachary James Johnston

Ubs Financial Services Inc.

Minneapolis, MN

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-05-04
MN RA APPROVED 2017-12-12
  • TX RA
    APPROVED_RES
    Since 2020-05-04
  • MN RA
    APPROVED
    Since 2017-12-12

Branch Locations

80 South 8Th Street Suite 2900, Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Life Ins Co St Paul MN 03/2015 10/2017
Securian Financial Services, Inc St Paul MN 04/2015 10/2017
Ubs Financial Services Inc. Minneapolis MN 11/2017 Present
  • 03/2015 → 10/2017
    Minnesota Life Ins Co
    St Paul, MN
  • 04/2015 → 10/2017
    Securian Financial Services, Inc
    St Paul, MN
  • 11/2017 → Present
    Ubs Financial Services Inc.
    Minneapolis, MN
Previous Registrations
  • 2017-04-19 → 2017-10-19
    Securian Financial Services, Inc.
    St Paul, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-11-23
  • S66 Uniform Combined State Law Examination
    2015-11-23

View on SEC IAPD

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