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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-10-05 |
| CO | RA | APPROVED | 2022-09-29 |
Branch Locations
660 Southpointe Court Suite 316A, Colorado Springs, CO 80906 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Washington Area Women'S Soccer League | Highlands | CO | 01/2009 | 09/2022 |
| Northwestern Mutual Investment Services Llc | Denver | CO | 08/2015 | 09/2022 |
| Scott Theodore | Denver | CO | 01/2015 | 06/2019 |
| Mark P. Anderson | Colorado Springs | CO | 11/2015 | 09/2022 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 06/2016 | 09/2022 |
| Raymond James Financial Services, Inc. | Colorado Springs | CO | 09/2022 | Present |
| Raymond James Financial Services Advisors, Inc. | Colorado Springs | CO | 09/2022 | Present |
| Sovereign Wealth Strategies Group Llc | Colorado Springs | CO | 10/2022 | Present |
| Lima Wealth Management | Colorado Springs | CO | 10/2022 | Present |
(1)Name of Business: Address: 660 Southpointe Ct Ste 316, Colorado Springs, CO, 80906-3874, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 01/01/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Obtain quotes for clients and place life, disability or long term care insurance for clients when appropriate (2)Name of Business: Address: 2123 W Pikes Peak Ave, Colorado Springs, CO, 80904, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 02/01/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I own a rental home at 514 Superior Street. It was my old residence until my wife and I purchased a home together. It is currently managed by a property management company, so I do not have much interaction with the property. (3)Name of Business: Lima Wealth Management Address: 2123 W Pikes Peak Ave, Colorado Springs , CO, 80904, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 10/01/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner/Operator (4)Name of Business: Sovereign Wealth Strategies Group LLC Address: 660 Southpointe Ct Ste 316A, Colorado Springs, CO, 80906, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 10/01/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner/Operator/ Partner
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-03-23 |
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