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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-07-10 |
| NC | RA | APPROVED | 2017-08-01 |
Branch Locations
204 Malloy Street Suite B, Goldsboro, NC 27534 • United States
4140 Parklake Avenue Glenlake One, Suite 300, Raleigh, NC 27612 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc | Goldsboro | NC | 06/2011 | 08/2017 |
| Raymond James Financial Services Advisors Inc. | Goldsboro | NC | 08/2011 | 08/2017 |
| Goldsboro Securities, Llc | Goldsboro | NC | 02/2011 | Present |
| Janney Montgomery Scott Llc | Goldsboro | NC | 08/2017 | 08/2021 |
| Janney Montgomery Scott Llc | Goldsboro | NC | 08/2021 | Present |
1. Boys and Girls Club of Goldsboro, Goldsboro, NC. Board Member (08/2023) - serve on the board that approves staff, budget, fundraising events, and the general board decision making throughout the year. Not compensated, not investment related, 2 hours/month.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-08-17 |
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