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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2013-05-21 |
Branch Locations
3805 Edwards Road Suite 200, Cincinnati, OH 45209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | Cincinnati | OH | 11/2011 | Present |
| Andrew Joseph Scarpitti | Cincinnati | OH | 12/2012 | 03/2024 |
| Northwestern Mutual Investment Services, Llc | Cincinnati | OH | 05/2013 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2015 | 04/2024 |
| Timothy C Miller | Cincinnati | OH | 08/2020 | 03/2024 |
| Ben Beshear | Cincinnati | OH | 08/2020 | 03/2024 |
| Marty Walker Geiger | Cincinnati | OH | 08/2020 | 03/2024 |
| Bradley Scott Weeks | Cincinnati | OH | 08/2020 | 03/2024 |
| Jared Nickoli | Cincinnati | OH | 08/2020 | 03/2024 |
| David M Schimberg | Cincinnati | OH | 08/2020 | 03/2024 |
| Lwc Usa Llc | Cincinnati | OH | 03/2024 | Present |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 04/2024 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 04/2024 | Present |
1) OWNER, MITTENS & D'WAH, LLC, LEGAL ENTITY, START DATE: 4/10/2026, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-05-18 |
| S63 | Uniform Securities Agent State Law Examination | 2012-02-11 |
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