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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED | 2025-03-31 |
Branch Locations
29 S Main Street Ste A02 Town Center, West Hartford, CT 06107-4211 • United States
Weatogue, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| State Street Global Advisors Funds Distributors Llc | Boston | MA | 03/2015 | 06/2019 |
| State Street Global Advisors | Boston | MA | 03/2015 | 01/2017 |
| State Street Global Advisors Trust Company | Boston | MA | 01/2017 | 06/2019 |
| Ameriprise Financial Services, Inc | Middlebury | CT | 07/2019 | 02/2023 |
| Fidelity Investments | West Hartford | CT | 03/2023 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-10-04 |
| S63 | Uniform Securities Agent State Law Examination | 2013-04-11 |
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