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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-02-11
CO RA APPROVED 2011-08-05
  • TX RA
    APPROVED_RES
    Since 2014-02-11
  • CO RA
    APPROVED
    Since 2011-08-05

Branch Locations

1550 Market Street Suite 600, Denver, CO 80202 • United States

5251 Dtc Parkway Suite 1500, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Greeley CO 05/2011 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 05/2011 → Present
    Morgan Stanley Smith Barney
    Greeley, CO
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Other Businesses

SNF INVESTMENTS LLC; PURCHASING, FIXING AND SELLING REAL ESTATE THROUGH LLC; MEMBER/CO-OWNER; AURORA CO; 10 AFTER BUSINESS HOURS; 0 DURING BUSINESS HOURS; 05/2013

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-08-04
  • S66 Uniform Combined State Law Examination
    2011-08-04

View on SEC IAPD

Other Firms

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