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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2011-10-03
  • TX RA
    APPROVED
    Since 2011-10-03

Branch Locations

13135 Dairy Ashford Rd, Sugar Land, TX 77478 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner And Smith Incorporated Sugarland TX 05/2011 Present
Bank Of America, N.A. Sugar Land TX 09/2011 Present
  • 05/2011 → Present
    Merrill Lynch, Pierce, Fenner And Smith Incorporated
    Sugarland, TX
  • 09/2011 → Present
    Bank Of America, N.A.
    Sugar Land, TX
Other Businesses

1.FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION 2.NAME OF OUTSIDE BUSINESS ORGANIZATION: GUITARIST 3.INVESTMENT RELATED: N 4.ADDRESS OF BUSINESS: HOUSTON, TEXAS 77077 5.NATURE OF BUSINESS: SOLE PROPRIETORSHIP, 7.POSITION, TITLE, ASSOCIATION: OTHER, MUSICIAN- PLAY GUITAR AND SING. 8.START DATE OF RELATIONSHIP: 2/23/2013 9.NUMBER OF HOURS DEVOTED: 12 HOUR(S) MONTHLY 10.NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 11.DUTIES: I PLAY MUSIC WITH FRIENDS OCCASSIONALLY AND HELP RAISE MONEY FOR CHARITIES. I PLAY GUITAR AND SING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-09-23
  • S66 Uniform Combined State Law Examination
    2011-09-23
Other Names
  • Harriss Warren Lauderdale

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