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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2019-09-04 |
| TX | RA | APPROVED | 2019-09-04 |
Branch Locations
5251 Dtc Parkway Suite 1200, Greenwood Village, CO 80111-2737 • United States
Castle Rock, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Denver | CO | 05/2011 | 09/2019 |
| Bank Of America, N.A. | Denver | CO | 12/2011 | 09/2019 |
| Rbc Capital Markets, Llc. | Greenwood Village | CO | 09/2019 | Present |
| City National Bank | Greenwood Village | CO | 10/2019 | Present |
I*103051 For profit or not for profit: Non-Profit Organization Name of outside business organization: Denver Active 20-30 Children's Foundation Investment related: N Address of business: Denver, Colorado 80209 Nature of business: Charitable Organization, Position, title, association: Committee Member, Start date of relationship: 3/6/2017 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Organizing events and raising money to benefit at risk and underprivileged youth I*6648 For profit or not for profit: Name of outside business organization: RENTAL PROPERTY Address of business: Denver, Colorado 80205 Nature of business: , Position, title, association: , Start date of relationship: 7/31/2018 Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 0 Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-08-17 |
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