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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-06-24
TX RA APPROVED 2025-06-23
  • AZ RA
    APPROVED
    Since 2025-06-24
  • TX RA
    APPROVED
    Since 2025-06-23

Branch Locations

14321 Noth Northsight Blvd, Scottsdale, AZ 85260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 06/2011 03/2024
Mercer Global Advisors, Inc. Scottsdale AZ 03/2024 05/2025
The Vanguard Group, Inc. Scottsdale AZ 05/2025 Present
Vanguard Marketing Corporation Scottsdale AZ 05/2025 Present
Vanguard Advisers, Inc. Scottsdale AZ 05/2025 Present
  • 06/2011 → 03/2024
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 03/2024 → 05/2025
    Scottsdale, AZ
  • 05/2025 → Present
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 05/2025 → Present
    Vanguard Marketing Corporation
    Scottsdale, AZ
  • 05/2025 → Present
    Scottsdale, AZ
Previous Registrations
Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2011-07-07
  • S63 Uniform Securities Agent State Law Examination
    2011-07-07
Designations
Other Names
  • James C Greer
  • James Greer

View on SEC IAPD

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