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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2016-06-27
TX RA APPROVED 2016-05-17
  • AZ RA
    APPROVED
    Since 2016-06-27
  • TX RA
    APPROVED
    Since 2016-05-17

Branch Locations

14321 N Northsight Blvd, Scottsdale, AZ 85260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 03/2001 Present
Self Employed Scottsdale AZ 08/2018 Present
  • 03/2001 → Present
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 08/2018 → Present
    Self Employed
    Scottsdale, AZ
Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: Self Employed NON-INVESTMENT/INVESTMENT RELATED: NON-INVESTMENT RELATED ADDRESS (City/State): Scottsdale, AZ NATURE OF BUSINESS: Dancing POSITION: Dancer START DATE (Month/Year): 08/2018 APPROXIMATE HOURS PER MONTH: 1-4 NUMBER OF HOURS DURING TRADING HOURS: 0 DUTIES: Dancing

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-05-09
S66 Uniform Combined State Law Examination 2000-06-08
  • S65 Uniform Investment Adviser Law Examination
    2016-05-09
  • S66 Uniform Combined State Law Examination
    2000-06-08
Designations
Other Names
  • Lauren Judith Kiech
  • Lauren Judith Kiech

View on SEC IAPD

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