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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2014-01-09
  • MO RA
    APPROVED
    Since 2014-01-09

Branch Locations

424 S Woods Mill Rd Ste 300, Chesterfield, MO 63017-3428 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 06/2011 Present
Northwestern Mutual Investement Services, Llc Chesterfield MO 09/2011 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
  • 06/2011 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 09/2011 → Present
    Northwestern Mutual Investement Services, Llc
    Chesterfield, MO
  • 01/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND /OR DISABILITY INCOME INSURANCE PRODUCTS. 2.) PRESIDENT OF THE MID AMERICA CHAPTER, CROHN'S AND COLITIS FOUNDATION, 1034 S BRENTWOOD BLVD, RICHMOND HEIGHTS, , MISSOURI, 63117, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 12/10/2018, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, SERVE AS PRESIDENT OF THE EXECUTIVE BOARD TO RAISE COMMUNITY AWARENESS, INCREASE SUPPORT OF THE AFOREMENTIONED AREAS 3) 33% OWNER, HENJOP PROPERTIES, 5926 US HWY 54 WEST, HENLEY, , MISSOURI, 65040, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 07/18/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, INVESTMENT ONLY - BOUGHT LAND NEXT TO MY FATHERS FARM AND DEVELOPED INTO LOTS, NOW JUST SELLING THOSE. 4) LACO ENTERPRISES, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 8/25/2025, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+ LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 5) BIG HEN, LLC, LEGAL ENTITY, START DATE: 8/25/2025, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-01-07
S63 Uniform Securities Agent State Law Examination 2012-06-19
  • S66 Uniform Combined State Law Examination
    2014-01-07
  • S63 Uniform Securities Agent State Law Examination
    2012-06-19

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