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Sotiros C Polemenakos

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lake Jackson, TX

Lake Jackson, TX

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2007-08-31
  • TX RA
    APPROVED
    Since 2007-08-31

Branch Locations

210 Lake Rd, Lake Jackson, TX 77566 • United States

Lake Jackson, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 Lake Jackson TX 08/2007 Present
Bank Of America,Na Lake Jackson TX 11/2010 Present
  • 08/2007 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
    Lake Jackson, TX
  • 11/2010 → Present
    Bank Of America,Na
    Lake Jackson, TX
Previous Registrations
  • 2003-06-16 → 2007-09-06
    A. G. Edwards & Sons, Inc.
    Lake Jackson, TX
    Lake Jackson, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-06-13
S63 Uniform Securities Agent State Law Examination 2000-05-25
  • S66 Uniform Combined State Law Examination
    2003-06-13
  • S63 Uniform Securities Agent State Law Examination
    2000-05-25
Other Names
  • Steve Polemenakos
  • Sotiros Christos Polemenakos
  • Sotiros C Polemenakos
  • Steve C Polemenakos
  • Sotiros Polemenakos

View on SEC IAPD

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