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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2018-11-06
  • TN RA
    APPROVED
    Since 2018-11-06

Branch Locations

5865 Ridgeway Ctr Pkwy Ste 399, Memphis, TN 38120 • United States

Memphis, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services Inc St Paul MN 03/2013 10/2018
Shoemaker Financial Servies Inc Germantown TN 03/2013 10/2018
Minnesota Life Insurance Co St Paul MN 03/2013 10/2018
Lpl Financial, Llc Memphis TN 11/2018 Present
  • 03/2013 → 10/2018
    Securian Financial Services Inc
    St Paul, MN
  • 03/2013 → 10/2018
    Shoemaker Financial Servies Inc
    Germantown, TN
  • 03/2013 → 10/2018
    Minnesota Life Insurance Co
    St Paul, MN
  • 11/2018 → Present
    Memphis, TN
Previous Registrations
  • 2013-07-09 → 2018-11-06
    Securian Financial Services, Inc.
    Germantown, TN
Other Businesses

1- 07/01/2026 - Dynamic Wealth Planners - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 06/29/2026 - 170 hours per month/ 130 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-06-26
  • S66 Uniform Combined State Law Examination
    2013-06-26
Designations

View on SEC IAPD

Other Firms

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