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Greg J Martin

Cetera Investment Advisers LLC

Gardendale, AL

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-24
AL RA APPROVED 2014-01-21
  • TX RA
    APPROVED_RES
    Since 2023-01-24
  • AL RA
    APPROVED
    Since 2014-01-21

Branch Locations

895 Odum Rd, Gardendale, AL 35071 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Regions Bank Hueytown AL 06/2013 Present
Cetera Investment Services Llc St. Cloud MN 06/2013 Present
Cetera Investment Advisers Llc Hueytown AL 01/2014 Present
  • 06/2013 → Present
    Regions Bank
    Hueytown, AL
  • 06/2013 → Present
    Cetera Investment Services Llc
    St. Cloud, MN
  • 01/2014 → Present
    Cetera Investment Advisers Llc
    Hueytown, AL
Previous Registrations
  • 2011-11-15 → 2012-09-06
    Morgan Keegan & Company, Llc
    Birmingham, AL
Other Businesses

1.) TREASURER OF CUB SCOUT PACK 93, CHECK WRITING IN DUAL CAPACITY, 1/HR/WK.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-11-14
S63 Uniform Securities Agent State Law Examination 2011-09-08
  • S66 Uniform Combined State Law Examination
    2011-11-14
  • S63 Uniform Securities Agent State Law Examination
    2011-09-08
Other Names
  • Gregory James Martin
  • Gregory James Martin
  • Greg James Martin

View on SEC IAPD

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Other Investors

KENNETH ADAM RUSSELL
KIMBERLY SUE YOUNG
MICHAEL DOUGLAS MATLOCK
SAMUAL SCOTT CANTRELL
KYLE REED WINDHAM
PAUL R WINDHAM
GREGORY SHAWN BROOKS
KATHERINE ELIZABETH SCHABLOW

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · Gardendale, AL
LPL FINANCIAL LLC · GARDENDALE, AL
STATE FARM INVESTMENT MANAGEMENT CORP. · Gardendale, AL
CETERA INVESTMENT ADVISERS LLC · GARDENDALE, AL
CETERA INVESTMENT ADVISERS LLC · GARDENDALE, AL
CETERA INVESTMENT ADVISERS LLC · MOUNT OLIVE, AL
STATE FARM INVESTMENT MANAGEMENT CORP. · Pinson, AL
STATE FARM INVESTMENT MANAGEMENT CORP. · Pinson, AL

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