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Ellen Nelson Frys

Piper Sandler & Co.

Minneapolis, MN

Wayzata, MN

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Current Employers
Piper Sandler & Co.

350 North 5Th Street Suite 1000, Minneapolis, MN 55401 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2019-11-13
  • MN RA
    APPROVED
    Since 2019-11-13

Branch Locations

350 North 5Th Street Main Office, Minneapolis, MN 55401 • United States

Wayzata, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Questar Asset Management Minneapolis MN 12/2014 Present
Questar Capital Corporation Minneapolis MN 08/2016 Present
Piper Sandler & Co Minneapolis MN 04/2019 Present
  • 12/2014 → Present
    Questar Asset Management
    Minneapolis, MN
  • 08/2016 → Present
    Questar Capital Corporation
    Minneapolis, MN
  • 04/2019 → Present
    Piper Sandler & Co
    Minneapolis, MN
Previous Registrations
  • 2014-12-10 → 2019-04-01
    Questar Asset Management, Inc.
    Minneapolis, MN
    Minneapolis, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-04-05
  • S66 Uniform Combined State Law Examination
    2014-04-05
Other Names
  • Ellen Nelson Thompson
  • Ellen Nelson Thompson
  • Ellen Nelson Neumann

View on SEC IAPD

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