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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2014-07-15
  • MA RA
    APPROVED
    Since 2014-07-15

Branch Locations

93 Worcester St Ste 300, Wellesley, MA 02481 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc Wellesley MA 03/2013 Present
Northwestern Mutual Life Insurance Company Milwaukee WI 06/2011 Present
Harvard University Cambridge MA 09/2009 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
  • 03/2013 → Present
    Wellesley, MA
  • 06/2011 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 09/2009 → Present
    Harvard University
    Cambridge, MA
  • 01/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. PASSIVE INVESTMENT NON-FINANCIAL SERVICES BUSINESS, 1 MAIN ST, OAKLAND, , CALIFORNIA, 94601, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 10/19/2020, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NONE 3. 100% OWNER, ANCIENT VIII LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 01/04/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 4. 100% OWNER, 1221 VT ANCIENT VIII LLC, 7412 MOUNTAIN RD, STOWE, , VERMONT, 05672, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 01/09/2025, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, MANAGEMENT AND OVERSIGHT. INVESTMENT RELATED. 5. TREASURER, NORTHWESTERN MUTUAL- FRA, PUBLIC, START DATE: 03/03/2026, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, TREASURER OF FRA. NON-INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-07-07
S63 Uniform Securities Agent State Law Examination 2013-10-07
  • S66 Uniform Combined State Law Examination
    2014-07-07
  • S63 Uniform Securities Agent State Law Examination
    2013-10-07

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