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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2014-07-15 |
Branch Locations
93 Worcester St Ste 300, Wellesley, MA 02481 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | Wellesley | MA | 03/2013 | Present |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 06/2011 | Present |
| Harvard University | Cambridge | MA | 09/2009 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. PASSIVE INVESTMENT NON-FINANCIAL SERVICES BUSINESS, 1 MAIN ST, OAKLAND, , CALIFORNIA, 94601, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 10/19/2020, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NONE 3. 100% OWNER, ANCIENT VIII LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 01/04/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 4. 100% OWNER, 1221 VT ANCIENT VIII LLC, 7412 MOUNTAIN RD, STOWE, , VERMONT, 05672, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 01/09/2025, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, MANAGEMENT AND OVERSIGHT. INVESTMENT RELATED. 5. TREASURER, NORTHWESTERN MUTUAL- FRA, PUBLIC, START DATE: 03/03/2026, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, TREASURER OF FRA. NON-INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-07-07 |
| S63 | Uniform Securities Agent State Law Examination | 2013-10-07 |
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