Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-05-19
PA RA APPROVED 2013-02-28
  • TX RA
    APPROVED_RES
    Since 2014-05-19
  • PA RA
    APPROVED
    Since 2013-02-28

Branch Locations

600 Hamilton St, Allentown, PA 18101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Allentown PA 02/2013 Present
Bank Of America, N.A. Allentown PA 03/2013 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-08-04
  • S66 Uniform Combined State Law Examination
    2011-08-04
Other Names
  • Thomas Patrick Newell

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Allentown, PA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor