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Sherri Thomas

Empower Advisory Group, LLC

Greenwood Village, CO

Collierville, TN

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Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2023-05-30
  • TN RA
    APPROVED
    Since 2023-05-30

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Collierville, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cuna Mutual Group Waverly IA 04/2015 12/2018
Cuna Brokerage Waverly IA 04/2015 12/2018
Allstate Insurance Company Cordova TN 12/2018 08/2022
Valic Financial Advisors, Inc. Brentwood TN 08/2022 04/2023
Agia Houston TX 12/2022 04/2023
Empower Financial Services, Inc Greenwood Village CO 04/2023 Present
Empower Advisory Group, Llc Greenwood Village CO 04/2023 Present
  • 04/2015 → 12/2018
    Cuna Mutual Group
    Waverly, IA
  • 04/2015 → 12/2018
    Cuna Brokerage
    Waverly, IA
  • 12/2018 → 08/2022
    Allstate Insurance Company
    Cordova, TN
  • 08/2022 → 04/2023
    Valic Financial Advisors, Inc.
    Brentwood, TN
  • 12/2022 → 04/2023
    Agia
    Houston, TX
  • 04/2023 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 04/2023 → Present
    Empower Advisory Group, Llc
    Greenwood Village, CO
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-06-17
S63 Uniform Securities Agent State Law Examination 2000-09-06
  • S65 Uniform Investment Adviser Law Examination
    2006-06-17
  • S63 Uniform Securities Agent State Law Examination
    2000-09-06
Other Names
  • Sherri B Banks
  • Sherri B Banks
  • Sherri B Leavelle
  • Sherri Johnson
  • Sherri B Thomas
  • Sherri Yvonne Thomas
  • Sherri Thomas

View on SEC IAPD

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Other Offices

DODDS WEALTH, LLC · GREENWOOD VILLAGE, CO
MARSHALL INVESTMENT MANAGEMENT, LLC · GREENWOOD VILLAGE, CO
AXS CAPITAL, LLC · GREENWOOD VILLAGE, CO
MORGAN STANLEY · Greenwood Village, CO
RBC CAPITAL MARKETS, LLC · GREENWOOD VILLAGE, CO
LPL FINANCIAL LLC · GREENWOOD VILLAGE, CO
LPL FINANCIAL LLC · GREENWOOD VILLAGE, CO
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