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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-10-27
FL RA APPROVED 2000-06-20
  • TX RA
    APPROVED_RES
    Since 2010-10-27
  • FL RA
    APPROVED
    Since 2000-06-20

Branch Locations

401 East Las Olas Boulevard Las Olas Centre, Ft. Lauderdale, FL 33301 • United States

401 East Las Olas Boulevard Suite 2300, Las Olas Centre, Ft. Lauderdale, FL 33301 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Ft. Lauderdale FL 06/2006 Present
Other Businesses

BNI Integrity / 3500 Gateway Drive Suite 309 Pompano Beach,FL 33069 / Company/ Other Business Networking / Business Networkin / Member of a committee with management or supervisory functions / / Help organize the chapter, recruit members and pass/receive referrals / Start Date 2/1/16 / 2 BNI Executives100 SE 3rd AVeFt Lauderdale, FL 33301, Professional Networking Organization. I will run the weekly meetings, President, Start date-2/9/2009.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-07-14
  • S66 Uniform Combined State Law Examination
    2000-07-14

View on SEC IAPD

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