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Current Employers
Rmr Wealth Builders, Inc.

111 Grove Street Suite 203, Montclair, NJ 07042 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-11-05
AZ RA APPROVED 2022-07-21
  • TX RA
    APPROVED
    Since 2024-11-05
  • AZ RA
    APPROVED
    Since 2022-07-21

Branch Locations

7047 E. Greenway Parkway Suite 460, Scottsdale, AZ 85254 • United States

111 Grove Street Suite 203, Montclair, NJ 07042 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 02/2016 04/2019
E*Trade Securities Llc Gilbert AZ 04/2019 06/2022
E*Trade Capital Management Llc Gilbert AZ 04/2019 06/2022
Rmr Wealth Builders, Inc. Scottsdale AZ 06/2022 Present
  • 02/2016 → 04/2019
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 04/2019 → 06/2022
    E*Trade Securities Llc
    Gilbert, AZ
  • 04/2019 → 06/2022
    E*Trade Capital Management Llc
    Gilbert, AZ
  • 06/2022 → Present
    Scottsdale, AZ
Previous Registrations
  • 2019-05-01 → 2022-07-12
    Harrisdirect Llc
    Scottsdale, AZ
    Arlington, VA
    Gilbert, AZ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-05-01
S63 Uniform Securities Agent State Law Examination 2016-03-10
  • S65 Uniform Investment Adviser Law Examination
    2019-05-01
  • S63 Uniform Securities Agent State Law Examination
    2016-03-10
Designations

View on SEC IAPD

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