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Brandon Robert Whelan

Wells Fargo Clearing Services, LLC

Davidson, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-09-01
NC RA APPROVED 2022-08-26
TX RA APPROVED 2022-08-26
  • FL RA
    APPROVED
    Since 2022-09-01
  • NC RA
    APPROVED
    Since 2022-08-26
  • TX RA
    APPROVED
    Since 2022-08-26

Branch Locations

130 Harbour Pl Dr Ste 200, Davidson, NC 28036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Fort Mill SC 10/2016 01/2018
Morgan Stanley Charlotte NC 01/2018 08/2022
Morgan Stanley Private Bank, National Association New York NY 01/2018 08/2022
Wells Fargo Clearing Services, Llc ( Fort Lauderdale FL 08/2022 Present
  • 10/2016 → 01/2018
    Lpl Financial, Llc
    Fort Mill, SC
  • 01/2018 → 08/2022
    Morgan Stanley
    Charlotte, NC
  • 01/2018 → 08/2022
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 08/2022 → Present
    Wells Fargo Clearing Services, Llc (
    Fort Lauderdale, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-10-04
  • S66 Uniform Combined State Law Examination
    2013-10-04
Designations

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC
MERIT FINANCIAL ADVISORS
EDWARD JONES
CAPITAL INVESTMENT ADVISORY SERVICES, LLC
GENEOS WEALTH MANAGEMENT, INC.
ROBERT W. BAIRD & CO. INCORPORATED
OSAIC WEALTH, INC.
FOUNDRY FINANCIAL LLC

Other Investors

ELIZABETH HEILIGENTHALER
Sara C Heiligenthaler
DAVID WALTER HEILIGENTHALER
CHRISTINA MCCONNELL
JERATHEN LEVON TILLMAN
LAURA LONG
RANDI DERENE
KYLE WHITFIELD LAMBETH

Other Offices

LPL FINANCIAL LLC · DAVIDSON, NC
LPL FINANCIAL LLC · DAVIDSON, NC
WELLS FARGO CLEARING SERVICES, LLC · DAVIDSON, NC
MERIT FINANCIAL ADVISORS · DAVIDSON, NC
EDWARD JONES · Davidson, NC
CAPITAL INVESTMENT ADVISORY SERVICES, LLC · DAVIDSON, NC
GENEOS WEALTH MANAGEMENT, INC. · Davidson, NC
ROBERT W. BAIRD & CO. INCORPORATED · DAVIDSON, NC

More in Davidson, NC

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