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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-02-24 |
Branch Locations
949 Shady Grove Rd S Ste 200, Memphis, TN 38120 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 11/2013 | 08/2021 |
| Cambridge Investment Research Advisors | Fairfield | IA | 11/2013 | 08/2021 |
| Fidelity Investments | Germantown | TN | 08/2021 | 01/2025 |
| Raymond James Financial Services Inc. | Memphis | TN | 02/2025 | Present |
| Raymond James Financial Services Advisors, Inc. | Memphis | TN | 02/2025 | Present |
| Pinnacle Bank/Pinnacle Financial Partners | Tennessee | TN | 01/2025 | Present |
(1)Name of Business: Pinnacle Asset Management Address: 949 Shady Grove Rd S Ste 200, Memphis, TN, 38120-4132, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/13/2025 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Talk with clients about banking and investment needs, refer to Raymond James Advisor for investment products and service needs.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-11-04 |
| S63 | Uniform Securities Agent State Law Examination | 2007-01-10 |
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